Financial Services
HELPING YOU
LEVERAGE YOUR
FINANCIAL FUTURE


This is what our Financial Services Practice Group is all about.

Building investor confidence with not only individuals but institutions, navigating and adapting to the ever changing regulations issued by government agencies, and determining the value of complex financial instruments are just a few of the reasons why financial service companies need, perhaps more than ever before, rock solid accounting, tax, and business advice.

Our Financial Services Practice Group serves the needs of brokerages, registered investment advisors, alternative investment funds, private equity funds and hedge funds.

We can provide you with the audit, tax and business advisory services you need because our Group is dedicated to your industry, and, as such, understands your business. The partners who lead our Group understand the importance of partner involvement and have extensive experience representing financial service companies. Our clients know that our partners are always available and can speak directly with the decision maker, to work through any issues.

Our clients range from start-ups to well established businesses, most of which are in the middle market. Indeed, Holtz Rubenstein Reminick has been helping middle market companies in the financial service industry succeed for over 70 years.

Our services for established businesses include:

  • Audits of financial statements
  • Advice on SEC and other regulatory matters
  • Performance measurement
  • Preparation of tax returns and related investor schedules
  • Valuation of funds and portfolio investments

For start-ups, we provide:

  • Due diligence investigations
  • Structuring of investment partnerships
  • Review of a fund's organizational documents
  • Identification of a tax-advantaged operating structure
  • Business plan support and advice
  • Identification of fund administrators and other third-party service providers
  • Review of partnership or shareholders agreements
  • Assistance with the preparation of compliance manuals

Regardless of whether you are a start-up or well established in the financial sector, our Financial Services Practice Group can provide you with the audit, tax, and business advisory services you need to minimize risks and control operating costs so that you can leverage your financial future.




John Basile, CPA
Partner, Financial Services Group
Tel. 212.792.4990
JBasile@hrrllp.com



   

Paul Finegan, CPA
Partner, Financial Services Group
Tel. 212.792.4835
PFinegan@hrrllp.com

See Paul's Bio